American Association of Individual Investors -- The American Association of Individual Investors specializes in providing education in the area of stock investing, mutual funds, portfolio management and retirement planning
FINRA -- Financial Industry Regulatory Authority. website. - Industry rules for brokers, investor alerts, explanation of regulatory systems.
New York Stock Exchange -- The NYSE website. You can search for stock listings, companies, market information, and delayed quotes.
S.E.C. -- Securities and Exchange Commission. Complaint assistance for investors, current news, and searchable databases. "..The investors Advocate."
Securities Class Action Clearinghouse -- The Stanford Clearinghouse offers investors, the judiciary, policymakers, and the media a powerful new research tool that provides a deep and careful look into the workings of class action litigation.
North American Securities Administrators Association (NASAA) -- The oldest international organization devoted to investor protection. Any individual or organization who wishes to protect themselves from securities fraud will find the information on this site useful.
The Securities and Exchange Act of 1934 - full text
Hiring an Investment Professional
About Pension Plans
Difference between FINRA and SECSecurities and Exchange Commission resources
SEC News Digest
SEC Litigation Releases
Trading Suspensions imposed by the Securities and Exchange Commission
SEC Enforcement Division
SEC Enforcement Actions
SEC Complaint Center - can help you file complaints about stockbrokers and investment advisors
SEC Investor Alerts
SEC Market Regulation Legal Bulletins
Compliance Guide for Registration of Brokers and Dealers
SEC Division of Investment Management
SEC's guide to evaluating Brokers and Advisors
SEC's guide to selecting a broker, choosing an intial investment, and addressing investment problems.
SEC guide to questions to ask your broker or advisor
Securities and Exchange Commission's EDGAR system.
FINRA's Regulatory Enforcement
FINRA Arbitration and Mediation
Individual Investor Info